Douglas Kahney joined ICD LLC as Chief Compliance Officer in March 2025.  As CCO, Doug is responsible for the overall compliance framework of the firm, as well as ensuring that the firm adheres to all applicable securities laws, regulations, and internal policies.   

Experience

Over the past 9 years, Doug has been a Compliance Officer at Santander US Capital Markets LLC, as well as its predecessor Amherst Pierpont Securities.  Doug has covered various aspects of the compliance program at those firms, including but not limited to: Primary Dealer compliance obligations, regulatory exams and inquiries, third party and internal audits, trade surveillance, best execution, and marketing reviews.  Prior to Amherst Pierpont, Doug worked at Tradeweb for over 12 years, working closely with the U.S. Rates Product Management team.  He also provided compliance support to the Regulatory Counsel and CCO of Tradeweb’s institutional broker dealer. 

Education

Doug has a BS in Finance from Lehigh University and holds the FINRA Series 7, 24, and 63 licenses.